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Document Retention and Destruction Policies for Financial Institutions

 

Gain a better understanding of legal and regulatory requirements and practical considerations for both electronic and paper document retention and destruction.

Financial institutions are subject to an array of statutory, common law and other obligations to preserve documents. Given the size of many financial institutions and the complex regulations governing them, financial institutions are acutely sensitive to the costs, burdens, challenges and pitfalls associated with document preservation and destruction. This topic helps internal and external counsel for financial institutions to understand the obligations they face, and the best practices for creating cost-effective and efficient document retention and destruction policies. This information is critical for any financial institution, especially those that are considering making changes to their policies, implementing new document related software, or engaging in litigation.

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Document Retention and Destruction Policies for Financial Institutions

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Document Retention and Destruction Policies for Financial Institutions

Faculty

Timothy Carroll

Timothy Carroll

Dentons

  • Partner in the Chicago office of Dentons
  • Practice emphasizes high stakes commercial, intellectual property and technology litigation and has advised many companies about their document retention and destruction policies, and has crafted such policies for many business
  • Conducts regular seminars and workshops on numerous document retention and destruction policies, and intellectual property litigation
  • Author of several publications related to the areas of artificial intelligence in the law (including for document management purposes), intellectual property valuation, damages and monetization
  • J.D. degree, DePaul University College of Law; B.S. degree, University of St. Francis
  • Can be contacted at [email protected] or 312-876-2544
Manny Caixeiro

Manny Caixeiro

Dentons

  • Partner in the Los Angeles office of Dentons
  • Practice emphasizes complex commercial and intellectual property disputes in the financial services, software, medical device and entertainment industries, and he has served as outside in-house counsel for major financial institutions
  • Conducts regular seminars and workshops on numerous best practices for document retention and discovery, and the valuation of assets such as intellectual property
  • Author of several publications related to the use of artificial intelligence in the law (including for document management purposes), intellectual property valuation, damages and monetization
  • J.D. degree, Columbia University School of Law; B.A. degree, Yale University
  • Can be contacted at [email protected] or 213-892-5010
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Document Retention and Destruction Policies for Financial Institutions

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