Gain an understanding of Form 10-K and what is required to complete it.
The Annual Report on Form 10-K is the major disclosure report filed with the Securities and Exchange Commission by publicly traded companies. Whether you read Form 10-K reports or write them, the Form 10-K report is one of the most significant documents that a publicly-traded company issues. For the investor, Form 10-K is a snapshot of the company at a particular point in time. For the writer, Form 10-K is an opportunity to protect the company from lawsuits and enforcement actions. This topic helps those who prepare Form 10-K and investors who read Form 10-K to know what the Form 10-K report mandates, how to read a Form 10-K, and how to include good disclosure, which will head off future liability.
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Why Lorman?
Over 34 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.
Agenda
Introduction
- The Integrated Disclosure System
The Parts of the Form 10-K Report
- The Cover Page
- Items 1 Through 7A: Narrative Disclosure
- Items 8 Through 9A: The Financial Report
- Items 10 Through 14: Corporate Governance
- Item 15: Exhibits
Principles of Good Disclosure
- Plain English
- Forward-Looking Statements
- Trends and Uncertainties
Examples of Liability
- SEC Actions and Private Lawsuits
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More Program Information
Why Lorman?
Over 34 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.
Credits
OnDemand Course
This course was last revised on April 7, 2021.
Call 1-866-352-9540 for further credit information.
- AIPB 1.5
- This program is acceptable for 1.5 CPEC(s) towards the CB designation through the American Institute of Professional Bookkeepers (AIPB).
This program does NOT qualify, nor meet the National Standard for NASBA accreditation.
MP3 Download
This program does NOT qualify, nor meet the National Standard for NASBA accreditation.
Credit
More Program Information
Why Lorman?
Over 34 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.
Faculty
Christopher J. Bonner, Esq.
Barclay Damon LLP
- Counsel to Barclay Damon, LLP
- Practicing law in securities and transactional matters since 1980
- Advises public and private companies on securities and transactional matters and SEC compliance
- Frequent speaker on Sarbanes-Oxley, Exchange Act compliance, corporate governance, and other securities and corporate topics
- Member, American Bar Association, Business Law Section, Corporate Governance Committee
- J.D. degree, Harvard Law School
- Can be contacted at 315-425-2708 or c[email protected]
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More Program Information
Why Lorman?
Over 34 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.
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