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OnDemand Course

Effective Execution of Internal Investigations

Receive a clear and defined process for managing internal investigations that will lead to effective results.

In addition to being an omnipresent part of the white-collar practice, internal investigations are an area increasingly fraught with risks. If not conducted properly, an internal investigation can expose a client to business, legal, reputational, and regulatory harm. Setting aside substantive legal and regulatory questions, internal investigations require careful navigation of issues relating to data privacy, employment law, privilege, document preservation, document review, disclosure, remediation, and public relations. This topic will provide a practical how-to guide on conducting an effective internal investigation, and discuss best practices for managing an internal investigation, and alert you to potential landmine issues. Walk through an investigation from start to finish, discussing hot topics along the way. Regardless of whether you are facing a business crisis or a routine compliance review, this topic will ensure that you are equipped to manage a successful internal investigation that mitigates, rather than exacerbates, risk.

84 minutes
Certificate of Completion
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Why Lorman?

Over 36 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Agenda

Initiating the Investigation/Developing a Game Plan

  • Triggers
  • Scope and Necessity
  • Staffing
  • Preliminary Investigation
  • Working With HR

Document Collection and Retention

  • Preservation and Collection
  • Document Review and Production
  • Privacy Issues

Interviews

  • Employees
  • Third Parties
  • Subject Interviews
  • Ensuring Confidentiality and Privilege

Concluding the Investigation: Documentation and Remediation

  • Report of Investigation
  • Discipline
  • Disclosure
  • Remediation
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Why Lorman?

Over 36 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Credits

OnDemand Course

Applications have not yet been submitted for Delaware, Idaho, Kentucky, Maine, New Hampshire, Ohio, Oklahoma, South Carolina, and Wyoming CLE for this course. However, if you are interested in obtaining CLE for any of the listed states or have any additional credit questions please email us at [email protected] or call us at 866-352-9540.

This course was last revised on June 18, 2019.

Call 1-866-352-9540 for further credit information.

  • AK CLE 1.5
     
  • Alaska attorneys may receive 1.5 hours of continuing legal education for completing this program. Please contact the Alaska Bar Association or go to www.alaskabar.org for details regarding reciprocity with other states.
     
  • AL CLE 1.4
     
  • This course or a portion thereof has been approved by the Alabama State Mandatory Continuing Legal Education Commission for a maximum of 1.4 hours credit.
     
  • Arizona CLE 1.5
     
  • The Arizona State Bar does not pre-approve or pre-certify MCLE programs. However, records of this program and attendance will be maintained by Lorman Education Services for auditing purposes. This activity may qualify for up to 1.5 hours toward your annual CLE requirement for the State Bar of Arizona.
     
  • CA MCLE 1.5
     
  • Lorman Business Center, LLC. is a State Bar of California approved MCLE sponsor and this course qualifies for 1.5 CLE hours of participatory credit.
     
  • CT CLE 1.0
     
  • Neither the Connecticut Judicial Branch nor the Commission on Minimum Continuing Legal Education approve or accredit CLE providers or activities. This course has been approved for CLE credit in jurisdictions aside from CT and therefore it automatically meets the content and delivery requirements in Connecticut. Credit is based on a 60 minute credit hour and shall be awarded as follows: 1.0 CLE credit(s).
     
  • GA CLE 1.0
     
  • This program has been approved by the Georgia Commission on Continuing Lawyer Competency for 1.0 CLE hours.
     
  • IN CLE 1.5
     
  • This program has been approved by the Indiana Commission on Continuing Legal Education. Participating attorneys are eligible to receive up to 1.5 hours of Distance Education credit.
     
  • NM CLE 1.3
     
  • This program has been approved by the New Mexico Minimum Continuing Legal Education Board for 1.3 hours of credit.
     
  • PA CLE 1.0
     
  • This Distance Learning program has been approved by the Pennsylvania Continuing Legal Education Board for 1.0 hours of substantive law, practice and procedure CLE credit.
     
  • RI CLE 1.5
     
  • This program has been approved by the Rhode Island Mandatory Continuing Legal Education Commission for 1.5 hours of CLE credit.
     
  • VT CLE 1.5
     
  • This self-study program has been approved by the Mandatory Continuing Legal Education Board of Vermont for 1.5 hour(s) of CLE credit. Please note: Attorneys may only claim 12 credits per compliance period in this format. This course is considered "Non-Moderated Programming without Interactivity".
     

To earn each credit Lorman offers through the OnDemand learning platform, you need to watch 100% of the program. Also, for certain credits you will need to fulfill additional requirements which will be displayed on the "credits" tab when viewing the course.

This program does NOT qualify, nor meet the National Standard for NASBA accreditation.

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Why Lorman?

Over 36 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Faculty

Meredith Auten

Meredith Auten

Morgan, Lewis & Bockius LLP

  • Partner in the office of Morgan, Lewis & Bockius LLP
  • Practice emphasizes all aspects of government and regulatory agency investigations and litigation involving alleged health care fraud, government contracts fraud, Foreign Corrupt Practices Act (FCPA), and business frauds
  • Conducts regular seminars and workshops on numerous white-collar litigation topics, in-cluding issues related to the FCA, internal investigations and opioids
  • Awards include Philadelphia Business Journal Best of the Bar, White Collar (2019); Who’s Who Legal Healthcare and Investigations (2020), Expert Guides, Expert, White Collar (2020)
  • Memberships: Vice President, Board of Trustees of the Philadelphia Bar Foundation; Na-tional Co-Chair, Criminal Justice Section White Collar Committee Qui Tam Subcommittee, American Bar Association; Vice Chair, Women's White Collar Defense Association, East Coast Region; Chair, Women's White Collar Defense Association, Philadelphia Chapter; Member, Trustees Council of Penn Women; Fellow, Litigation Counsel of America
  • University of Pennsylvania Law School
  • Can be contacted at 215-963-5860 or [email protected]
Shevon L. Scarafile

Shevon L. Scarafile

Morgan, Lewis & Bockius LLP

  • Partner in the office of Morgan, Lewis & Bockius LLP
  • Practice emphasizes all aspects of civil and criminal government investigations, internal investigations, and complex commercial litigation, with a focus on the life sciences industry
  • Defends pharmaceutical companies, medical device manufacturers, and other health care or services companies facing government investigations and civil litigation arising under the False Claims Act, the Anti-Kickback Statute, the Federal Food, Drug, and Cosmetic Act, the Foreign Corrupt Practices Act, and other federal and state civil and criminal laws
  • Conducts regular seminars and workshops on numerous white-collar litigation topics, including issues related to internal investigations and the creation and implementation of compliance programs
  • Education: Villanova University Law School
  • Memberships: Member, Women’s White Collar Defense Association; Member, American Bar Association
  • Can be contacted at [email protected] or 215-963-5250
Jaclyn Simon Whittaker

Jaclyn Simon Whittaker

Morgan, Lewis & Bockius LLP

  • Associate in the office of Morgan, Lewis & Bockius LLP
  • Practice emphasizes all aspects of government and internal investigations, complex civil litigation, and compliance and regulatory cases, with an emphasis on Foreign Corrupt Practices Act (FCPA), False Claims Act (FCA), and business and securities fraud matters
  • Conducts seminars and presentations on white-collar litigation topics, including issues related to internal investigations, anti-bribery and anti-corruption, and securities and business fraud
  • Education: University of Pennsylvania Law School
  • Memberships: Member, Women’s White Collar Defense Association; Member, Philadelphia Bar Association
  • Can be contacted at [email protected] or 215-963-4795
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Why Lorman?

Over 36 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

All of your training, right here at Lorman.

Pay once and get a full year of unlimited training in any format, any time!

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  • State Specific Credit Tracker
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Product ID: 405608
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