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Live Webinar

90-minute live streaming program
  • September 27
  • 1:00 - 2:30 pm EST

Also available as:

OnDemand Webinar
Audio & Reference Manual

Information Governance for Banking and Financial Services

September 27

Gain a better understanding of the banking and financial services industries' responsibilities in the increasingly business-critical areas of information governance, privacy, and data protection.

Information is the lifeblood of commerce in the 21st century. And few industries face greater challenges when it comes to managing information than financial institutions and financial services, where dizzying volumes and varieties of sensitive data; extensive federal, state, and global regulation; complex and rapidly evolving technologies; and competitive pressures both internal and external all combine to create a near-perfect storm for those tasked with the closely related domains of information governance, privacy, and data protection. This content will review the fundamentals of information governance and related issues for banks and financial services firms. Understand the essential elements and objectives of a successful information governance program; the legal landscape within which banks and financial services firms must manage such programs; and some of the particular challenges created by the increasingly global stage on which such entities operate. And because information governance is inextricably intertwined with privacy and data protection, the content will address that intersection and key considerations for incorporating privacy and data protection into a successful IG program.

Knowledge is only useful if those charged with action understand how to use it. To that end, the material will focus on practical strategies for designing and implementing a 21st-century information governance program. Understand the roles and essential characteristics of sound records retention policies and schedules, data maps, and other mission-critical policies and procedures. Learn how in many areas, problems created by technology are being solved by technology, and spend some time separating myth from reality.

Finally, hear about one of the hottest topics in IG today: Defensible disposition. Learn the warning signs of data hoarding and a framework for doing something about it. Again, the material is intended to be highly practical, so takeaways will include strategies not only for diagnosing problems, but also real-world techniques and use cases for solving them in manners consistent with legal and regulatory obligations, including litigation holds, and business needs.

Learning Objectives

- You will be able to discuss information governance, privacy, and data protection.

- You will be able to identify and review key FinServ laws and regulations.

- You will be able to discuss modernizing records retention policies and schedules.

- You will be able to identify opportunities and strategies for defensible disposition.

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Why Lorman?

Over 30 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Agenda

What Is Information Governance?
  • Sitting ‘Round the Table: The Information Governance Reference Model
  • The World According to GARP (Generally Accepted Recordkeeping Principles)
The Legal Landscape: Key FinServ Laws and Regulations
  • U.S. and Global Regulations
  • Must and Can't? Reconciling Conflicting Obligations
The Many Faces of Data-Related Risk
Privacy, the New IG Imperative
Modernizing Records Retention
  • Document Retention in a Paperless World
  • Cornerstones: Retention Policies, Schedules, and Data Maps
  • Ground Rules: Key IG Policies and Procedures
  • Technology vs. Technology
  • InfoGov by Design
  • The Holy Grail: Autoclassification
Defensible Disposition
  • Hoarders, Inc.: Conditions, Causes, and Consequences of Overretention
  • Doing Disposition Defensibly
Calls to Action: Short-, Mid-, and Long-Term Opportunities to Enhance IG in Most Organizations
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Why Lorman?

Over 30 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Credits

OnDemand Webinar

This program format does NOT qualify, nor meet the National Standard for NASBA accreditation.

Live Webinar Registration

  • Bankers 2.0 including CRCM 2
     
  • The "Information Governance for Banking and Financial Services" program has been approved for 2.0 credit(s). This statement should not be viewed as an endorsement of this program or its provider." ICB Members must report these credits at www.icbmembers.org. This program has been approved in the following designation(s): CRCM for 2.00 hours.
     
  • AL CLE 1.5
     
  • This course or a portion thereof has been approved by the Alabama State Mandatory Continuing Legal Education Commission for a maximum of 1.5 hours credit.
     
  • AR CLE 1.5
     
  • This course has been approved for 1.5 hours of CLE by the Arkansas CLE Board.
     
  • Arizona CLE 1.5
     
  • The State Bar of Arizona does not approve or accredit CLE activities for the Mandatory Continuing Legal Education requirement. This activity may qualify for up to 1.5 hours toward your annual CLE requirement for the State Bar of Arizona.
     
  • CA MCLE 1.5
     
  • Lorman Business Center, Inc. is a State Bar of California approved MCLE sponsor and this course qualifies for 1.5 CLE hours of participatory credit.
     
  • CO CLE 2.0
     
  • This program may qualify for 2.0 credit hours through the Colorado Supreme Court Board of Continuing Legal and Judicial Education through reciprocity. This course is accredited in other jurisdictions such as New Jersey. To receive CLE credit for this program, a home study affidavit must be submitted to the Supreme Court Board of Continuing Legal and Judicial Education.
     
  • CT CLE 1.5
     
  • Neither the Connecticut Judicial Branch nor the Commission on Minimum Continuing Legal Education approve or accredit CLE providers or activities. This course has been approved for CLE credit in jurisdictions aside from CT and therefore it automatically meets the content and delivery requirements in Connecticut. Credit is based on a 60 minute credit hour and shall be awarded as follows: 1.5 CLE credit(s).
     
  • GA CLE 1.5
     
  • This program has been approved by the Georgia Commission on Continuing Lawyer Competency for 1.5 CLE hours.
     
  • HI CLE 1.5
     
  • This program was approved by the Hawaii State Board of Continuing Legal Education for 1.5 CLE credit hours.
     
  • IL CLE 1.5
     
  • This course was approved for a total of 1.5 hours of MCLE Credit by the Illinois MCLE Board.
     
  • ME CLE 1.5
     
  • This course has been approved by the State of Maine Board of Overseers of the Bar. Lawyers who complete this course shall receive 1.5 hours of CLE credit under M. Bar R. 12.
     
  • MS CLE 1.5 (Pending)
     
  • This program has been submitted to the Mississippi Commission on Continuing Legal Education. Approval pending.
     
  • MT CLE 1.5
     
  • This program has been approved by the Montana Commission of Continuing Legal Education for a total of 1.5 CLE credits.
     
  • NH MCLE 1.5
     
  • NH MCLE does not approve or accredit CLE activities for the NH Minimum CLE requirement. Lorman Education Services believes this course meets the requirement of NH Supreme Court Rule 53 and may qualify for CLE credit(s). Program Length: 90 Minutes.
     
  • NJ CLE 1.8
     
  • This program has been approved by the Board on Continuing Legal Education of the Supreme Court of New Jersey for 1.8 hours of total CLE credit.
     
  • NV CLE 1.5
     
  • This program has been approved by the Nevada Board of Continuing Legal Education for 1.5 CLE hours.
     
  • PA CLE 1.5
     
  • This Distance Learning program has been approved by the Pennsylvania Continuing Legal Education Board for 1.5 hours of substantive law, practice and procedure CLE credit.
     
  • RI CLE 1.5
     
  • This program has been approved by the Rhode Island Mandatory Continuing Legal Education Commission for 1.5 hours of CLE credit.
     
  • TN CLE 1.5
     
  • This program has been approved as a distance learning format by the Tennessee Commission on Continuing Legal Education for a maximum of 1.5 hours of credit.
     
  • VT CLE 1.5
     
  • This program has been approved by the Mandatory Continuing Legal Education Board of Vermont for 1.5 hours of CLE credit.
     
  • WA CLE 1.5
     
  • This program has been approved by the Washington State Board of Continuing Legal Education for 1.5 hours of Law & Legal Procedure credit.
     
  • WI CLE 1.5
     
  • This program has been approved by the Board of Bar Examiners for 1.5 hours for use toward the Wisconsin Mandatory CLE requirement.
     
  • WV MCLE 1.8
     
  • This program has been approved by the West Virginia State Bar MCLE Commission for 1.8 MCLE hours.
     
  • CPE 1.8 including Specialized Knowledge 1.8
     
  • Lorman Education Services is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its web site: https://www.nasbaregistry.org/cpas/complaints. For more information regarding administrative policies such as complaint and refund, please contact our offices at 866-352-9539. CPE Credit: Maximum Credit Hours: 1.8 each session (based on a 50 minute credit hour). You must attend at least 50 minutes to obtain credit. Field of Study: Specialized Knowledge for 1.8 hours. Prerequisite: basic knowledge of the banking industry. Level of Knowledge: Intermediate. Teaching Method: Seminar/Lecture. Advance Preparation: None. Delivery Method: Group Internet Based. Please refer to the information in this brochure for outline, course content and objectives. Upon completion of this course, you will receive a certificate of attendance. Final approval of a course for CPE credit belongs with each state's regulatory board. Please note: In order to receive CPE credit for this course you MUST use the streaming audio option, as well as enable and complete the required progress checks.
     
  • Lorman Business Center, Inc. is a registered provider for CPA CPE through the State Education Department of New York, Sponsor number: 000640. The following course will carry the subject area of Specialized Knowledge and Applications for 1.5 hours.
     
  • Lorman Business Center, Inc. has registered with the Texas State Board of Public Accountancy as a CPE Sponsor. This registration does not constitute an endorsement by the Board as to the quality of our CPE Program. This program qualifies for 1.8 hours of continuing professional education.
     

Audio & Reference Manual

This program format does NOT qualify, nor meet the National Standard for NASBA accreditation.

Who should attend?

This live webinar is designed for presidents, vice presidents, branch managers, loan officers, compliance officers, loan department personnel, accountants, controllers, CFOs, credit and collection managers, and attorneys.

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Why Lorman?

Over 30 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Faculty

Jeffrey C. Sharer

Jeffrey C. Sharer

Akerman LLP

  • Partner and Co-Chair of Akerman LLP's Data Law Practice
  • Concentrates his practice in the increasingly business-critical area of information law; practice encompasses information governance, electronic discovery, and privacy and data protection
  • Helps clients mitigate risk, reduce cost, and create business value through sound, end-to-end governance of enterprise data
  • Deep understanding of both law and technology helps clients proactively meet the legal, compliance, and other challenges associated with the "digital deluge"
  • Advises clients on the development and implementation of records retention policies and schedules, litigation preparedness and discovery strategy, defensible disposition of email and other electronic and hard copy information, and "e-policies" such as "bring your own device," social media, information classification, and data privacy
  • J.D. degree, high honors, University of Chicago Law School; A.B. degree in economics and psychology, University of Michigan
  • Can be contacted at 312-634-5700 or jeffrey.sharer@akerman.com
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Why Lorman?

Over 30 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

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Product ID: 399846
Published 2016, 2017
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