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Live Webinar

90-minute live streaming program
  • September 13
  • 1:00 - 2:30 pm EST

Third Party Risk Management

September 13

Learn best practices and strategies to help you enhance your current third-party risk management program.

The financial services landscape continues to experience rapid change and transformation with each passing day. This brave new world order means innovation, disruption and modernization across several areas in the industry. Key industry initiatives are centered around open banking, digitization, mobile payments, virtual currencies, data and regulatory compliance. Legacy financial technology providers are being challenged and in some cases being replaced by new market participants. New partnership models between banks and nonbanks seeking to meet customer expectations around convenience, accessibility and technological advancements continue to drive the need to enhance an organization’s third-party risk management program.

This topic of third-party risk management will help persons responsible for working with external vendors and service providers to better understand the changing landscape and learn ways to manage the risk this may present. Failure to effectively manage a third-party relationship can expose businesses to strategic, reputational and operational risks to name a few.

Learning Objectives

  • You will be able to describe recent and emerging industry challenges that are requiring greater insight in managing across the risk spectrum.
  • You will be able to discuss use cases and successful solutions utilized by industry peers.
  • You will be able to explain the different characteristics of FinTech partnership models and how to align your TPRM to be more effective in driving innovation within the organization.
  • You will be able to recognize best practices being deployed within TPRM programs.

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Why Lorman?

Over 32 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Agenda

Managing Risks in the Everchanging World of Financial Services
Best Practices in Third-Party Risk Management
  • The Risk Management Lifecycle
  • Key Elements of an Effective TPRM Program
    • Due Diligence and Onboarding
    • Performance and Ongoing Monitoring
New Regulations and Industry Initiatives and Their Impact on Third-Party Risk
  • Privacy and Data Management
  • Faster Payments
Business Continuity Planning
  • Disaster Recovery
  • Joint Exercises and Testing
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Why Lorman?

Over 32 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Credits

Live Webinar Registration

  • AR CLE 1.5
     
  • This course has been approved for 1.5 hours of CLE by the Arkansas CLE Board.
     
  • Arizona CLE 1.5
     
  • The State Bar of Arizona does not approve or accredit CLE activities for the Mandatory Continuing Legal Education requirement. This activity may qualify for up to 1.5 hours toward your annual CLE requirement for the State Bar of Arizona.
     
  • CA MCLE 1.5
     
  • Lorman Business Center, Inc. is a State Bar of California approved MCLE sponsor and this course qualifies for 1.5 CLE hours of participatory credit.
     
  • CT CLE 1.5
     
  • Neither the Connecticut Judicial Branch nor the Commission on Minimum Continuing Legal Education approve or accredit CLE providers or activities. This course has been approved for CLE credit in jurisdictions aside from CT and therefore it automatically meets the content and delivery requirements in Connecticut. Credit is based on a 60 minute credit hour and shall be awarded as follows: 1.5 CLE credit(s).
     
  • HI CLE 1.5
     
  • This program was approved by the Hawaii State Board of Continuing Legal Education for 1.5 CLE credit hours.
     
  • IL CLE 1.5
     
  • This course was approved for a total of 1.5 hours of MCLE Credit by the Illinois MCLE Board.
     
  • ME CLE 1.5
     
  • This course has been approved by the State of Maine Board of Overseers of the Bar. Lawyers who complete this course shall receive 1.5 hours of CLE credit under M. Bar R. 12.
     
  • MS CLE 1.5
     
  • This program has been approved by the Mississippi Commission on Continuing Legal Education for a maximum of 1.5 credit hours.
     
  • MT CLE 1.5
     
  • This program has been approved by the Montana Commission of Continuing Legal Education for a total of 1.5 CLE credits.
     
  • NH MCLE 1.5
     
  • NH MCLE does not approve or accredit CLE activities for the NH Minimum CLE requirement. Lorman Education Services believes this course meets the requirement of NH Supreme Court Rule 53 and may qualify for CLE credit(s). Program Length: 90 Minutes.
     
  • NJ CLE 1.8
     
  • This program has been approved by the Board on Continuing Legal Education of the Supreme Court of New Jersey for 1.8 hours of total CLE credit.
     
  • NV CLE 1.5
     
  • This program has been approved by the Nevada Board of Continuing Legal Education for 1.5 CLE hours.
     
  • PA CLE 1.5
     
  • This Distance Learning program has been approved by the Pennsylvania Continuing Legal Education Board for 1.5 hours of substantive law, practice and procedure CLE credit.
     
  • RI CLE 1.5
     
  • This program has been approved by the Rhode Island Mandatory Continuing Legal Education Commission for 1.5 hours of CLE credit.
     
  • TN CLE 1.5
     
  • This program has been approved as a distance learning format by the Tennessee Commission on Continuing Legal Education for a maximum of 1.5 hours of credit.
     
  • VT CLE 1.5
     
  • This program has been approved by the Mandatory Continuing Legal Education Board of Vermont for 1.5 hours of CLE credit.
     
  • WA CLE 1.5
     
  • This program has been approved by the Washington State Board of Continuing Legal Education for 1.5 hours of Law & Legal Procedure credit.
     
  • WI CLE 1.5
     
  • This program has been approved by the Board of Bar Examiners for 1.5 hours for use toward the Wisconsin Mandatory CLE requirement.
     
  • WV MCLE 1.8
     
  • This program has been approved by the West Virginia State Bar MCLE Commission for 1.8 MCLE hours.
     
  • CPE 1.8 including Specialized Knowledge 1.8
     
  • Lorman Education Services is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its web site: https://www.nasbaregistry.org/cpas/complaints. For more information regarding administrative policies such as complaint and refund, please contact our offices at 866-352-9539. CPE Credit: Maximum Credit Hours: 1.8 each session (based on a 50 minute credit hour). You must attend at least 50 minutes to obtain credit. Field of Study: Specialized Knowledge for 1.8 hours. Prerequisite: basic knowledge of the banking industry. Level of Knowledge: Intermediate. Teaching Method: Seminar/Lecture. Advance Preparation: None. Delivery Method: Group Internet Based. Please refer to the information in this brochure for outline, course content and objectives. Upon completion of this course, you will receive a certificate of attendance. Final approval of a course for CPE credit belongs with each state's regulatory board. Please note: In order to receive CPE credit for this course you MUST use the streaming audio option, as well as enable and complete the required progress checks.
     
  • Lorman Business Center, Inc. is a registered provider for CPA CPE through the State Education Department of New York, Sponsor number: 000640. The following course will carry the subject area of Specialized Knowledge and Applications for 1.5 hours.
     

Who should attend?

This live webinar is designed for presidents, vice presidents, branch managers, loan officers, compliance officers, loan department personnel, accountants, controllers, CFOs, credit and collection managers, and attorneys.

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More Program Information

Why Lorman?

Over 32 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Faculty

Eric Duelfer, PMP, PMI-ACP, CLSS

Eric Duelfer, PMP, PMI-ACP, CLSS

Navigant

  • Associate director with Navigant’s banking, insurance & capital markets practice, a certified project management professional, an agile certified practitioner, and a certified lean six sigma sensei
  • Provides vendor selection, vendor implementation / transition, third-party risk management, project management, and process improvement services to financial services and insurance companies seeking to increase operational efficiency and institute change within the organization
  • Specializes in assisting financial services and insurance organizations with vendor selection, transition, and ongoing management; target operating model design and implementation; process re-engineering; operational modeling; project management; business analysis; system replacement planning and implementation; and data collection, analysis, and reconciliation
  • Can be contacted at 609-219-8865 or [email protected]
No photo available

Tanya Hughes

Navigant Consulting, Inc.

  • Managing director within the banking, insurance & capital markets practice at Navigant
  • More than 20 years in the financial services industry and leverages her experience, client insight, analytical mindset, and innovative thinking to address her clients’ challenges in developing and executing strategic business initiatives that manage risk, improve client satisfaction and bank performance all in a manner that is both innovative and compliant
  • Experience also includes planning, managing and executing technology initiatives in the areas of business process outsourcing, core processing, consumer and corporate payments and digital
  • Worked with clients to streamline and improve their third party and vendor risk management programs
  • Can be contacted 202-973-2452 or [email protected]
No photo available

Mike Parrinello

Navigant

  • Director within the banking, insurance and capital markets practice at Navigant
  • Seasoned project manager, facilitator and expert communicator who frequently represents clients in front of their business partners in the investment management industry
  • Extensive experience optimizing technology and operations organizations of investment managers and service providers has enabled him to become a trusted advisor to senior executives throughout the financial services industry
  • Advises asset managers on the optimization of their investment operations and advises service providers on how to improve the controls and procedural framework of their operating model and enhance the customer experience
  • Trusted advisor to some of the world’s top financial institutions and guides them on how to best effect operations and technology changes in their organizations
  • Can be contacted at 617-748-8320 or [email protected]
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Why Lorman?

Over 32 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

All of your training, right here at Lorman.

Pay once and get a full year of unlimited training in any format, any time!

  • Live Webinars
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  • State Specific Credit Tracker
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Product ID: 406235
Published 2019
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