Show navigation

Available in:

OnDemand Webinar

The Volcker Rule: Ensure Your Bank is Compliant

The Volcker Rule compliance deadline is approaching - find out what changes your bank needs to make to be compliant with the final Volcker Rule.

The Volcker Rule now requires financial, legal and IT professionals to get to work. What are the key challenges and how are the prudential regulators demonstrating their expectations? Frank A. Mayer will discuss the significant and latest issues surrounding the final rules of the Volker Rule. This is a must purchase for anyone interested in understanding the significant issues relating to implantation and compliance with the final Volcker Rule.

Runtime: 85 minutes
Purchase Options

More Program Information

Why Lorman?

Over 32 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Agenda

General Overview and Summary of the Volcker Rule

Impacted Business Lines and Products

  • Impact to Specific Business Lines and Products
  • Which Products and Investments Are Likely to Change

Recordkeeping Systems and Maintenance

  • Value-At-Risk and Stress VaR
  • VaR Exceedance
  • Risk Factor Sensitivities
  • Risk and Position Limits
  • Comprehensive Profit and Loss
  • Portfolio Profit and Loss
  • Fee Income and Expense
  • Spread Profit and Loss
  • Comprehensive Profit and Loss Attribution
  • Pay-To-Receive Spread Ratio
  • Unprofitable Trading Days Based on Comprehensive Profit and Loss and Unprofitable Trading Days Based on Portfolio Profit and Loss
  • Skewness of Portfolio Profit and Loss and Kurtosis of Portfolio Profit and Loss
  • Volatility of Comprehensive Profit and Loss and Volatility of Portfolio Profit and Loss
  • Comprehensive Profit and Loss to Volatility Ratio and Portfolio Profit and Loss to Volatility Ratio
  • Inventory Risk Turnover
  • Inventory Aging
  • Customer-Facing Trade Ratio

Conformance Process

  • Identify Business Strategy Change
  • Underwriting and Market Making Exemptions
  • Compliance and Auditing Requirements
  • Updating Compliance Manuals
  • Evaluate Data Collection and Monitoring Requirement and Required Enhancements
  • Hedging Compliance

Role of Supervisors and Examiners

  • Discuss the Role of the Different Regulators in Enforcing and Monitoring Volcker Rule Compliance
Purchase Options

More Program Information

Why Lorman?

Over 32 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Credits

OnDemand Webinar

This course was last revised on October 7, 2014.

Call 1-866-352-9540 for further credit information.

This program does NOT qualify, nor meet the National Standard for NASBA accreditation.

Purchase Options

More Program Information

Why Lorman?

Over 32 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Faculty

Frank A. Mayer, III

Frank A. Mayer, III

Stevens & Lee

  • Partner in the Financial Services Practice Group at Pepper Hamilton LLP
  • Extensive experience in bank regulation, international banking, bank insolvency, receiverships and related business disputes, public finance and corporate finance
  • Former senior counsel with the Federal Deposit Insurance Corporation (FDIC), where he was a senior attorney and acted as senior counsel for the Resolution Trust Corporation (RTC)
  • Former consultant with the AXA Group, counseling the company on federal and state legislation of interest to financial institutions, insurance companies and investment banking firms
  • Former head of the corporate department in the City of Philadelphia Law Department before returning to private practice
  • Selected to the Pennsylvania Super Lawyers list since 2004
  • Can be contacted at 215-981-4632 or [email protected]
Purchase Options

More Program Information

Why Lorman?

Over 32 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

All of your training, right here at Lorman.

Pay once and get a full year of unlimited training in any format, any time!

  • Live Webinars
  • OnDemand Webinars
  • MP3 Downloads
  • Course Manuals
  • Audio Recordings*
  • Executive Reports
  • White Papers and Articles
  • Sponsored Live Webinars

Additional benefits include:

  • State Specific Credit Tracker
  • Members Only Newsletter
  • All-Access Pass Course Concierge

* For audio recordings you only pay shipping

Questions? Call 877-296-2169 to speak with a real person.

Sign Up Today
With This Course

Access to all training products for one year
$699/year

Unlimited Lorman Training

With the All-Access Pass there is no guessing what you will need for your yearly training budget. $699 will cover all of your training needs for an entire year!

Easy Registrations

Once you purchase your All-Access Pass you will never be any further than one-click away from attending any Lorman training course.

Invest in Yourself

You haven't gotten to where you are professionally by luck alone; it's taken a lot of hard work and training. Invest in yourself with the All-Access Pass.

Product ID: 394398
Published 2014
Purchase Options

Available in Multiple Formats

Purchase this course and learn on your schedule!