Equip yourself with the knowledge and tools necessary to ensure compliance, mitigate risk, and navigate the regulatory landscape with confidence.
In today's ever-evolving financial landscape, staying informed of regulatory changes and enforcement actions is critical to the success and sustainability of any banking institution. Our seasoned experts will navigate the intricacies of OCC policies and procedures, providing a comprehensive understanding of enforcement actions and their implications. By attending this webinar, you'll equip yourself with the knowledge and tools necessary to ensure compliance, mitigate risk, and navigate the regulatory landscape with confidence. Don't miss this opportunity to gain a competitive edge and enhance your institution's regulatory excellence.
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Why Lorman?
Over 37 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.
Agenda
Welcome and Introduction
Overview of OCC Policies and Procedures
Recent Enforcement Actions Highlights
Compliance and Exam Preparation
Q and A
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Why Lorman?
Over 37 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.
Credits
OnDemand Course
This course was last revised on January 25, 2024.
Call 1-866-352-9540 for further credit information.
- AR CLE 1.0
- This course has been approved for 1.0 hours of CLE by the Arkansas CLE Board.
- Arizona CLE 1.0
- The Arizona State Bar does not pre-approve or pre-certify MCLE programs. However, records of this program and attendance will be maintained by Lorman Education Services for auditing purposes. This activity may qualify for up to 1.0 hours toward your annual CLE requirement for the State Bar of Arizona.
- CA MCLE 1.0
- Lorman Business Center, LLC. is a State Bar of California approved MCLE sponsor and this course qualifies for 1.0 CLE hours of participatory credit.
- CT CLE 1.0
- Neither the Connecticut Judicial Branch nor the Commission on Minimum Continuing Legal Education approve or accredit CLE providers or activities. This course has been approved for CLE credit in jurisdictions aside from CT and therefore it automatically meets the content and delivery requirements in Connecticut. Credit is based on a 60 minute credit hour and shall be awarded as follows: 1.0 CLE credit(s).
- GA CLE 1.0
- This program has been approved by the Georgia Commission on Continuing Lawyer Competency for 1.0 CLE hours.
- HI CLE 1.0
- This program was approved by the Hawaii State Board of Continuing Legal Education for 1.0 CLE credit hours.
- MO CLE 1.2
- This course qualifies for self-study CLE credit in Missouri.
- NH MCLE 1.0
- NH MCLE does not approve or accredit CLE activities for the NH Minimum CLE requirement. Lorman Education Services believes this Ondemand course meets the requirement of NH Supreme Court Rule 53 and may qualify for CLE credit(s). Program Length: 60 Minutes.
- NJ CLE 1.3
- This program has been approved by the Board on Continuing Legal Education of the Supreme Court of New Jersey for 1.3 hours of total CLE credit.
- PA CLE 1.0
- This Distance Learning program has been approved by the Pennsylvania Continuing Legal Education Board for 1.0 hours of substantive law, practice and procedure CLE credit.
- RI CLE 1.0
- This program has been approved by the Rhode Island Mandatory Continuing Legal Education Commission for 1.0 hours of CLE credit.
- VT CLE 1.0
- This program has been approved by the Mandatory Continuing Legal Education Board of Vermont for 1.0 hours of CLE credit.
- WI CLE 1.0
- This program qualifies for 1.0 hour(s) of ondemand CLE through the WI Board of Bar Examiners.
- WV MCLE 1.2
- This program has been approved by the West Virginia State Bar MCLE Commission for 1.2 MCLE hours.
To earn each credit Lorman offers through the OnDemand learning platform, you need to watch 100% of the program. Also, for certain credits you will need to fulfill additional requirements which will be displayed on the "credits" tab when viewing the course.
This program does NOT qualify, nor meet the National Standard for NASBA accreditation.
MP3 Download
- Arizona CLE 1.0
- CA MCLE 1.0
- CT CLE 1.0
- HI CLE 1.0
- NJ CLE 1.3
- VT CLE 1.0
- WV MCLE 1.3
This program does NOT qualify, nor meet the National Standard for NASBA accreditation.
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Why Lorman?
Over 37 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.
Faculty
Lucas Lima
BRG
- Associate Director at BRG with 19 years of Fintech expertise
- Specializes in compliance, risk management, and strategic consulting
- Leader in BSA, AML, and OFAC review programs
- Expert in developing advanced risk assessment frameworks
- Multicultural team director with significant impacts on major Financial Services clients
- Portfolio includes work with global institutions with deep understanding of credit services and product management
- Orchestrates Fintech partnerships, negotiates pricing, and SLAs
- Fluent in Portuguese and Spanish
- M.B.A., Fundação Getúlio Vargas EAESP focused on Banking; B.S., Naval Engineering focused on Logistics, Escola Politécnica University of São Paulo
Sarah Puccio
BRG
- Managing Consultant at BRG with 7 years experience
- Certified Public Accountant in North Carolina
- Expert in data analytics, governance, financial accounting, and process improvement
- Contributions to the top 25 revenue institutions in the US
- Excels in Fair Credit Reporting Act (FCRA) reviews and proprietary Metro2 analytics tool
- Instrumental in creating Tableau Dashboards for analytics and issue mitigation
- Plays a fundamental role in mentoring and educating team members
- Master of Accounting & ERP Systems, University of South Carolina Darla Moore School of Business; B.S.B.A., University of South Carolina Darla Moore School of Business
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Credit
More Program Information
Why Lorman?
Over 37 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.
All of your training, right here at Lorman.
Pay once and get a full year of unlimited training in any format, any time!
- OnDemand Courses
- Live Webinars
- MP3 Downloads
- Course Manuals
- Executive Reports
- White Papers and Articles
Additional benefits include:
- State Specific Credit Tracker
- All-Access Pass Course Concierge
Questions? Call 877-296-2169 to speak with a real person.
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$699/year
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With the All-Access Pass there is no guessing what you will need for your yearly training budget. $699 will cover all of your training needs for an entire year!
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You haven't gotten to where you are professionally by luck alone; it's taken a lot of hard work and training. Invest in yourself with the All-Access Pass.
