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Sarbanes-Oxley: Requirements and Implications

Gain better insight on the requirements for your organization to ensure compliance with the Sarbanes-Oxley Act.

The Sarbanes-Oxley Act continues to be the primary source of Federal corporate governance rules for public companies. The management and professional staff of public companies have a responsibility to assure compliance with Sarbanes-Oxley requirements. In addition, companies seeking to go public must rapidly become familiar with those requirements and begin the Sarbanes-Oxley process. This topic will give those persons tasked with corporate compliance a comprehensive overview of Sarbanes-Oxley, and this topic will help them to master the topic and understand the latest thinking in cost-effective compliance.

Runtime: 101 minutes
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Why Lorman?

Over 32 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Agenda

Overview of the Sarbanes-Oxley Act

Board of Directors Requirements

  • Audit Committee Independence
  • Best Corporate Practices

CEO/CFO Certifications

  • What Is Required
  • What Do They Mean
  • What Is the Executive's Exposure

Internal Control Assessment and Reporting

  • The Company's Assessment - What Is Required
  • Applying the New COSO Framework
  • Effective Risk Assessment
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More Program Information

Why Lorman?

Over 32 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Credits

OnDemand Webinar

This course was last revised on September 29, 2016.

Call 1-866-352-9540 for further credit information.

This program does NOT qualify, nor meet the National Standard for NASBA accreditation.

Audio & Reference Manual

  • Arizona CLE 1.5
     
  • CA MCLE 1.5
     
  • GA CLE 1.7
     
  • HI CLE 1.5
     
  • IL CLE 1.5
     
  • ME CLE 1.5
     
  • MO CLE 2.0
     
  • MT CLE 1.75
     
  • NJ CLE 2.0
     
  • NV CLE 1.5
     
  • VT CLE 1.5
     
  • WA CLE 1.5
     
  • WV MCLE 2.0
     
The CLE Code is ONLY a requirement when applying for CLE Credit in California (for participatory credit), Kansas, New Jersey or New York. Other states do not need to supply the CLE Code to apply for CLE credit.

This program does NOT qualify, nor meet the National Standard for NASBA accreditation.

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More Program Information

Why Lorman?

Over 32 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Faculty

Christopher J. Bonner, Esq.

Christopher J. Bonner, Esq.

Barclay Damon, LLP

  • Counsel to Barclay Damon, LLP
  • Practicing law in securities and transactional matter since 1980
  • Advises public and private companies on securities and transactional matters and SEC compliance
  • Frequent speaker on Sarbanes-Oxley and other securities topics and on corporate, and transactional matters
  • Member, American Bar Association, Business Law Section, Corporate Governance Committee
  • J.D. degree, Harvard Law School
  • Can be contacted at 315- 425-2708 or [email protected]
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Why Lorman?

Over 32 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

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Product ID: 399156
Published 2016
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