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Sarbanes-Oxley: Requirements and Implications

Gain an understanding of the requirements your organization needs to know to ensure compliance with the Sarbanes-Oxley Act.

Gain better insight on the requirements for your organization to ensure compliance with the Sarbanes-Oxley Act. The Sarbanes-Oxley Act continues to be the primary source of Federal corporate governance rules for public companies. The management and professional staff of public companies have a responsibility to assure compliance with Sarbanes-Oxley requirements. In addition, companies seeking to go public must rapidly become familiar with those requirements and begin the Sarbanes-Oxley process. This topic will give those persons tasked with corporate compliance a comprehensive overview of Sarbanes-Oxley, and this topic will help them to master the topic and understand the latest thinking in cost-effective compliance.

Learning Objectives

  • You will be able to identify the responsibilities and duties of an Audit Committee.
  • You will be able to identify the requirements to be an Audit Committee member.
  • You will be able to differentiate between Internal controls designed to mitigate risks.
  • You will be able to differentiate between the SOC reports.

100 minutes
Course Exam
Certificate of Completion
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Why Lorman?

Over 34 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Agenda

Overview of the Sarbanes-Oxley Act

Board of Directors Requirements

  • Audit Committee Independence
  • Best Corporate Practices

CEO/CFO Certifications

  • What Is Required?
  • What Do They Mean?
  • What Is the Executive's Exposure?

Internal Control Assessment and Reporting

  • The Company's Assessment - What Is Required?
  • Applying the COSO Framework
  • Effective Risk Assessment
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Why Lorman?

Over 34 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Credits

OnDemand Course

This course was last revised on June 1, 2021.

Call 1-866-352-9540 for further credit information.

  • CPE/NASBA - QAS Self Study 2.6 including Business Law 2.6
     
  • Lorman Education Services is registered with the National Association of State Boards of Accountancy (NASBA) as a QAS Self Study sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its web site: www.nasbaregistry.org. For more information regarding administrative policies such as complaint and refund, please contact our offices at 866-352-9539. CPE Credit: Maximum Credit Hours: 2.6 each session (based on a 50 minute credit hour). You must attend at least 50 minutes to obtain credit. Field of Study: Business Law for 2.6 hours. Prerequisite: basic knowledge of general accounting. Level of Knowledge: Intermediate. Teaching Method: Seminar/Lecture. Advance Preparation: None. Delivery Method: QAS Self Study. Please refer to the information in this advertisement for outline, course content and objectives. Upon completion of this course, you will receive a certificate of attendance. Final approval of a course for CPE credit belongs with each state's regulatory board.
     
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Why Lorman?

Over 34 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Faculty

Christopher J. Bonner, Esq.

Christopher J. Bonner, Esq.

Barclay Damon LLP

  • Counsel to Barclay Damon, LLP
  • Practicing law in securities and transactional matters since 1980
  • Advises public and private companies on securities and transactional matters and SEC compliance
  • Frequent speaker on Sarbanes-Oxley, Exchange Act compliance, corporate governance, and other securities and corporate topics
  • Member, American Bar Association, Business Law Section, Corporate Governance Committee
  • J.D. degree, Harvard Law School
  • Can be contacted at 315-425-2708 or [email protected]
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Why Lorman?

Over 34 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

All of your training, right here at Lorman.

Pay once and get a full year of unlimited training in any format, any time!


  • OnDemand Courses
  • Live Webinars
  • MP3 Downloads
  • Course Manuals
  • Executive Reports
  • White Papers and Articles

Additional benefits include:

  • State Specific Credit Tracker
  • All-Access Pass Course Concierge

Questions? Call 877-296-2169 to speak with a real person.

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Product ID: 409092
Published 2021
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Available in Multiple Formats

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