Explore this comprehensive review of the fundamental principles of integrity, objectivity and independence in all of your professional activities.
This topic will acquaint you with common ethical complaints and the intersection of professional liability claims plaguing the profession. Consequently, it will illustrate best practices to avoid both perils. In addition, recent updates to the code of conduct will be discussed.
Learning Objectives
- You will be able to differentiate between the Sections of the Professional Code of Conduct.
- You will be able to identify the Rule of the AICPA Code of Professional Conduct.
- You will be able to recognize Statements on Standards for Tax Services.
- You will be able to differentiate between Rules and Interpretations.
Add to Wishlist
More Program Information
Why Lorman?
Over 35 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.
Agenda
AICPA Code of Professional Conduct
- Principles of Professional Conduct
- Rules
- Independence
- Lack of Independence
- 1013
- SSARS 19
- OCBOA
- Conflicts of Interest
- General Standards
- Competency
- Responsibilities
- Confidentiality
- Contingent Fees
- Cyber Liability
- Firm Mergers
- Other
- Acts Discreditable
- Advertising and Solicitation
- Commissions and Referral Fees
Codification
Rulings and Interpretations
Requests for Records
- State Board Rules
- AICPA Rules
- Circular 230
Ethics in Tax Engagements
AU 561
Licensees in Industry
International Standards
Common Ethical Complaints
Case Studies and New Developments
Add to Wishlist
More Program Information
Why Lorman?
Over 35 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.
Credits
OnDemand Course
This course was last revised on October 23, 2019.
Call 1-866-352-9540 for further credit information.
This program does NOT qualify, nor meet the National Standard for NASBA accreditation.
Add to Wishlist
More Program Information
Why Lorman?
Over 35 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.
Faculty
John Raspante, CPA, MST
McGowanPRO
- McGowanPRO’s director of risk management
- Oversees the industry specific expertise and risk management for McGowanPRO’s accounting and financial clients
- Former director of compliance and risk management as well as the director of education for Graf Repetti & Co. LLP, Certified Public Accountants & Business Advisors
- Prior to joining Graf Repetti, he worked nine years for CAMICO Mutual Insurance Company, a provider of accountants’ professional liability insurance; his primary responsibility at CAMICO was providing loss prevention services to the organization’s largest insured’s
- Frequent speaker within the accounting profession on issues relating to risk management and professional ethics; he presents regularly at different conferences for accounting firm associations and CPA State Societies
- He is a published author and contributor for accounting firm periodicals such as Journal of Accountancy and Accounting Today
- MST degree, Washington Institute for Graduation Studies; CPA license, New York State; NJCPA editorial board; NCCPAP, past Central New Jersey president
Add to Wishlist
More Program Information
Why Lorman?
Over 35 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.
All of your training, right here at Lorman.
Pay once and get a full year of unlimited training in any format, any time!
- OnDemand Courses
- Live Webinars
- MP3 Downloads
- Course Manuals
- Executive Reports
- White Papers and Articles
Additional benefits include:
- State Specific Credit Tracker
- All-Access Pass Course Concierge
Questions? Call 877-296-2169 to speak with a real person.
Access to all training products for one year
$699/year
Unlimited Lorman Training
With the All-Access Pass there is no guessing what you will need for your yearly training budget. $699 will cover all of your training needs for an entire year!
Easy Registrations
Once you purchase your All-Access Pass you will never be any further than one-click away from attending any Lorman training course.
Invest in Yourself
You haven't gotten to where you are professionally by luck alone; it's taken a lot of hard work and training. Invest in yourself with the All-Access Pass.
