White Paper

7 Pages
  • 7 Pages

Order Awarding $54 Million to Two SEC Whistleblowers Provides Three Lessons for Whistleblowers

 

The SEC whistleblower programs continues to be a clear-cut success.

In September 2018, there was an order issued by the SEC that allocated a grand total of $54 million to two different whistleblowers. Their actions allowed the SEC to initiate an important enforcement action. This white paper reviews the recent order and the guidance it provides for three whistleblower issues.