White Paper

Document Retention and Destruction: Regulations and Best Practices for Financial Institutions


A company owes it to itself to educate the management and then the employees in generally accepted policies on documentation destruction and retention. Every company now has overarching guidelines that it must follow based upon both political and corporate governance; however, the success of a company in this endeavor will also rely on the independent ability of employees to properly interpret the more vague aspects of document retention policy. Download this white paper for a look at the regulations and best practices for financial institutions.

Learning Objectives

- Review what a typical document retention policy looks like.

- Identify best practices for electronic records.

- Review policy considerations for larger companies.




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