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BSA/AML Customer Identification Program and Due Diligence Basics


Understand the procedural issues for compliance and areas of risk for enhanced due diligence.

This material will provide an overview of BSA/AML/Know Your Customer (KYC) components, including the Customer Identification Program (CIP) and beneficial owner Customer Due Diligence (CDD) Rule. We will cover key definitions and procedural issues for compliance and highlight areas of risk for enhanced due diligence. Finally, we will discuss issues experienced during the pandemic, including accelerated digitization and potential for future information from the Anti-Money Laundering Act of 2020.



Barbara S. Meeks

Barbara S. Meeks

Moore & Van Allen PLLC

  • Partner in Moore & Van Allen PLLC’s Financial Regulatory Advice and Response
  • Over 25 years of experience counseling financial institutions
  • Previously led the Global Commercial Banking team at Wells Fargo for 20 years, where she was responsible for legal support of AML/BSA matters for various small business, wealth management and commercial banking divisions
  • Currently advises clients on AML/BSA regulatory and compliance matters
  • Member of the Association of Certified Anti-Money Laundering Specialists (ACAMS)
  • Can be contacted at
Jules Carter

Jules Carter

Moore & Van Allen PLLC

  • Associate in Moore & Van Allen PLLC's Litigation group
  • Practice is focused primarily on complex commercial litigation and financial regulatory compliance issues
  • Financial regulatory experience includes helping financial institution clients respond to regulatory enforcement actions and address the supervisory concerns of state and federal banking authorities
  • Assists clients in their recovery and resolution planning efforts
  • Involved in significant efforts related to AML/CFT and is a member of the Association of Certified Anti-Money Laundering Specialists (ACAMS)
  • Full bio may be found here:

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