Available in:

OnDemand Course

Implementing a Records Retention Program

Find out why it is absolutely necessary to have a solid records retention program in place, and how it prevents compliance issues.

This topic will teach you how to avoid devastating problems that your company may face if it does not implement and maintain a records retention and data management program. Specifically, you will learn how to identify your company's need for an effective records management program; how to develop an effective program for your company; how to staff your records and data management team; how to avoid obstructing justice or other sanctions in the course of discarding unnecessary documents and data; and the benefits of having a records management program in place when (not if) your company becomes involved in an audit, investigation or lawsuit. Because of increasing activity and scrutiny of data security breach incidents, this topic also will discuss specific roles that records retention and compliance professionals serve in the prevention as well as investigation and remediation of data privacy & security breach incidents.

Learning Objectives

  • You will be able to identify definitions and elements of a Records Data Management program.
  • You will be able to recognize the legal needs of a Records Data Management program.
  • You will be able to identify the steps in designing a Records Data Management program.
  • You will be able to recognize the risks of not implementing a Records Data Management program.

100 minutes
Course Exam
Certificate of Completion
Purchase Options

Add to Wishlist

More Program Information

Why Lorman?

Over 36 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Agenda

Definition and Elements of a RDMP

Identifying the Need for a RDMP

  • Business Needs - Identifying and Controlling Critical Information
  • Insurance Needs - Qualifying for Protection of Critical Information
  • Legal Needs - Regulatory Agencies and Civil Litigation
  • Legal Needs - Criminal Proceedings

Developing a RDMP

  • Preliminary Steps - Planning the RDMP
  • Designing the RDMP
  • Implementing the RDMP

Special Considerations

  • Data Privacy and Security - Anticipating and Responding to a Breach
  • Civil Proceedings - Legal Holds and E-Discovery
  • Criminal Proceedings - Obstruction of Justice
  • Accountants and Other Service Professionals
Purchase Options

Add to Wishlist

More Program Information

Why Lorman?

Over 36 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Credits

OnDemand Course

This course was last reviewed on May 5, 2022.

Call 1-866-352-9540 for further credit information.

  • CPE/NASBA - QAS Self Study 2.5 including Specialized Knowledge 2.5
     
  • Lorman Education Services is registered with the National Association of State Boards of Accountancy (NASBA) as a QAS Self Study sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its web site: www.nasbaregistry.org. For more information regarding administrative policies such as complaint and refund, please contact our offices at 866-352-9539. CPE Credit: Maximum Credit Hours: 2.5 each session (based on a 50 minute credit hour). You must attend at least 50 minutes to obtain credit. Field of Study: Specialized Knowledge for 2.5 hours. Prerequisite: . Level of Knowledge: Intermediate. Teaching Method: Seminar/Lecture. Advance Preparation: None. Delivery Method: QAS Self Study. Please refer to the information in this advertisement for outline, course content and objectives. Upon completion of this course, you will receive a certificate of attendance. Final approval of a course for CPE credit belongs with each state's regulatory board.
     
Purchase Options

Add to Wishlist

More Program Information

Why Lorman?

Over 36 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Faculty

Robert W. Dibert

Robert W. Dibert

Frost Brown Todd LLP

  • Member of the Litigation Department and the Electronic Data Discovery (EDD) and Privacy and Data Security (PADS) teams at Frost Brown Todd, LLP, based in Louisville, KY
  • Has served as a co-chair of the Louisville, KY KnowledgeNet Chapter of the Int’l Assoc. of Privacy Professionals (IAPP) and currently serves on the Board of the Kentucky Chapter of ARMA Int’l
  • More than 30 years of experience in handling business disputes in litigation and challenges to business practices made in government proceedings
  • More than 10 years of experience counseling clients on privacy and security issues relating to records retention and handling information privacy or security incidents
  • Can be contacted at [email protected], 502-568-0379, or www.frostbrowntodd.com/professionals-Bob-Dibert.html
Lindsay P. Graves

Lindsay P. Graves

Frost Brown Todd LLP

  • Senior attorney with the Electronic Data Discovery (EDD) team at Frost Brown Todd LLP, based in Louisville, KY
  • Advises clients on discovery and records compliance issues in litigation, transaction, and regulatory proceedings, including privacy and security incident response
  • Serves as liaison among attorneys, technology providers, and trial or transaction teams to assure the timely handling and analysis of material evidence in civil, criminal, and regulatory proceedings
Alison P. Howard

Alison P. Howard

Frost Brown Todd LLP

  • Senior attorney with the electronic data discovery (EDD) Group of Frost Brown Todd LLC based in Louisville, KY
  • Advises clients on discovery and records compliance issues in litigation, transaction, and regulatory proceedings
  • Serves as liaison among attorneys, technology providers, and trial or transaction teams to assure the timely handling and analysis of material evidence in civil, criminal and regulatory proceedings
  • Before joining the EDD Group, Alison was an experienced litigator, a licensed insurance and real estate agent, and a licensed property and casualty adjuster. She also served as compliance counsel for a national real estate title company, and a conflicts counsel for Frost Brown Todd. Alison has authored and presented multiple official continuing education courses to real estate licensees and government regulators, concerning liability insurance and claims experiences.
  • Can be contacted at 502-779-8652, [email protected], or https://www.frostbrowntodd.com/professionals-alison-p-howard.html
Robert C. Webb

Robert C. Webb

Frost Brown Todd LLP

  • Member of Frost Brown Todd LLC’s white-collar, tax, and business litigation practices in Louisville, KY
  • Represents individuals and corporations in criminal tax fraud, white-collar, and commercial litigation matters
  • Has led the defense of federal and state criminal offenses at the investigatory, grand jury, and trial levels in such areas as criminal tax fraud, mail and wire fraud, interstate transportation of stolen goods, criminal and civil RICO, health care fraud, criminal antitrust, money laundering, gambling, and environmental matters
  • Successfully represented a former Kentucky government official in a major tax fraud and mail fraud trial, as well as executives in a health care fraud and grand jury investigation
  • Conducted internal investigations for public companies and has extensive experience in counseling clients on voluntary disclosure issues
  • Worked at the Department of Justice in Washington, D.C., in the Civil Tax Litigation Division, and was a professor at Bellarmine College, where he taught federal taxation of entities
  • Has written numerous articles regarding criminal tax and white-collar matters
  • Wrote the Criminal Tax Practice Monograph for the University of Kentucky College of Law
  • LL.M. degree in taxation, Georgetown University Law Center in Washington, D.C.
  • Can be contacted at [email protected], 502-589-5400, or http://www.frostbrowntodd.com/professionals-bob-webb.html
Connie Wilkinson-Tobbe

Connie Wilkinson-Tobbe

Frost Brown Todd LLP

  • Senior attorney with the Electronic Data Discovery (EDD) team at Frost Brown Todd LLP, based in Louisville, KY
  • Practice focuses on navigating complex cyber security, privacy, and electronic discovery matters and counseling clients in the areas of preparedness, management, response, and other information governance issues
  • Can be contacted at [email protected], 502-779-8611, or www.frostbrowntodd.com/professionals-connie-wilkinson-tobbe.html
Purchase Options

Add to Wishlist

More Program Information

Why Lorman?

Over 36 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

All of your training, right here at Lorman.

Pay once and get a full year of unlimited training in any format, any time!

  • OnDemand Courses
  • Live Webinars
  • MP3 Downloads
  • Course Manuals
  • Executive Reports
  • White Papers and Articles

Additional benefits include:

  • State Specific Credit Tracker
  • All-Access Pass Course Concierge

Questions? Call 877-296-2169 to speak with a real person.

Sign Up Today
With This Course

Access to all training products for one year
$699/year

Unlimited Lorman Training

With the All-Access Pass there is no guessing what you will need for your yearly training budget. $699 will cover all of your training needs for an entire year!

Easy Registrations

Once you purchase your All-Access Pass you will never be any further than one-click away from attending any Lorman training course.

Invest in Yourself

You haven't gotten to where you are professionally by luck alone; it's taken a lot of hard work and training. Invest in yourself with the All-Access Pass.

Product ID: 405396
Purchase Options

Available in Multiple Formats

Purchase this course and learn on your schedule!