Show navigation

Slide Deck

34 Slides available anytime
  • 34 Slides

Banking Ethics

 

Gain a deeper understanding of best practices for maintaining a code of ethics and compliance.

The past decade has seen the financial industry rebound and grow from the low of the 2008 financial crisis. This growth has not only led to increased opportunities for astute financial professionals, but also an increase in the daily intersections between the financial industry and the law. Banking professionals and attorneys who work in the financial industry, both as in-house and as outside counsel, must understand the importance of maintaining effective ethics and compliance programs, recognize when and how to handle internal and external investigations, and be well versed in the ethical considerations involved in representing bank clients. This topic discusses best practices for maintaining a code of ethics and compliance, when and how to initiate an internal investigation, and what to do in the face of a government investigation, with a focus on antimoney laundering laws and regulations. It will also navigate the myriad ethical considerations involved in representing bank clients, including the attorney-client privilege, conflicts of interest, negotiations with borrowers, and multiple representation considerations. As the intersections between the financial industry and the law become ever more prevalent, this topic provides financial professionals and attorneys who work in the financial industry with critical tools to navigate the potentially murky waters.

View Slides

More Program Information

Banking Ethics

Agenda

View Slides

More Program Information

Banking Ethics

Faculty

Richard A. Barkasy

Richard A. Barkasy

Schnader Harrison Segal & Lewis LLP

  • Partner with Schnader Harrison Segal & Lewis LLP
  • Seasoned trial attorney and chair of the creditors’ rights and business restructuring practice group
  • Devotes a substantial portion of practice to bankruptcy cases and handles a variety of complex commercial litigation matters
  • Member of the firm’s Executive Committee
  • Adjunct professor of bankruptcy, products liability, secured transactions, business organizations and construction law at Rutgers University School of Law-Camden
  • J.D. degree, with honors, Rutgers University School of Law; B.A. degree, Dickinson College
  • Can be contacted at 215-751-2526 or [email protected]
Melissa S. Blanton

Melissa S. Blanton

Schnader Harrison Segal & Lewis LLP

  • Partner with Schnader Harrison Segal & Lewis LLP
  • Member of firm’s Executive Committee, chair of the Finance Practice Group and a member of the Real Estate Practice Group
  • Represents financial institutions in various types of residential, retail, and office development projects, in syndicated secured real estate credit facilities, and in the structuring, drafting, and negotiation of workout and forbearance agreements
  • Significant experience representing landlords and tenants in commercial leasing transactions
  • J.D. degree, cum laude, Delta Theta Phi, Dickinson School of Law of the Pennsylvania State University; B.S. and B.A. degrees, summa cum laude, Kutztown University of Pennsylvania
  • Can be contacted at 215-751-2409 or [email protected]
Randall Hsia

Randall Hsia

Schnader Harrison Segal & Lewis LLP

  • Partner with Schnader Harrison Segal & Lewis LLP and the firm’s litigation services department
  • Practice focuses on criminal defense and internal investigations
  • Previously served as a prosecutor with the United States Attorney’s Office in the Eastern District of Pennsylvania, investigated and prosecuted a wide variety of complex matters including: domestic and international money laundering; mail and wire fraud; tax crimes; frauds involving pharmaceuticals, debt collection, and mortgage schemes; corruption; international forced labor trafficking; large scale national and international narcotics trafficking; and war crimes
  • Experience includes hundreds of bench trials, over 20 jury trials to verdict, and arguments before the U.S. Court of Appeals for the Third Circuit
  • Served in the United States Marine Corps as an artillery officer, where he reached the rank of Captain and deployed to Asia and the Middle East
  • J.D. degree, Temple University Beasley School of Law; B.A. degree, University of Pennsylvania
  • Can be contacted at 215-751-2462 or [email protected]
View Slides

More Program Information

Banking Ethics

All of your training, right here at Lorman.

Pay once and get a full year of unlimited training in any format, any time!

  • Live Webinars
  • OnDemand Webinars
  • MP3 Downloads
  • Course Manuals
  • Audio Recordings*
  • Executive Reports
  • White Papers and Articles
  • Sponsored Live Webinars

Additional benefits include:

  • State Specific Credit Tracker
  • Members Only Newsletter
  • All-Access Pass Course Concierge

* For audio recordings you only pay shipping

Questions? Call 877-296-2169 to speak with a real person.

Sign Up Today

Access to all training products for one year
$699/year

Unlimited Lorman Training

With the All-Access Pass there is no guessing what you will need for your yearly training budget. $699 will cover all of your training needs for an entire year!

Easy Registrations

Once you purchase your All-Access Pass you will never be any further than one-click away from attending any Lorman training course.

Invest in Yourself

You haven't gotten to where you are professionally by luck alone; it's taken a lot of hard work and training. Invest in yourself with the All-Access Pass.