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Techniques to Enhance Your 401(k) Plans

Learn the best practices to enhance your 401(k) and to help your employees save for retirement.

Many 401(k) Plan Sponsors struggle to help their employees increase their savings rates and make proper investment decisions to improve their chances for a successful retirement. This topic will provide a best practices review and overview of ERISA fiduciary concepts that impact the way your 401(k) Plan is structured and operates. It will focus on the fiduciary process and techniques of automatic enrollment, auto escalation, re-enrollment, the use of Qualified Default Investment Alternatives, the hiring and monitoring of service providers, fees and expense benchmarking, investment due diligence issues, and any relevant regulatory and legal issues. The information will be presented in a clear, easy to understand format to permit sponsors to improve 401(k) participant outcomes and protect the company decision makers. It will cover the basics of the federal laws in easy to grasp language. You will have an opportunity to share your concerns and possible resolutions with the presenter, a professional experienced in fiduciary process, benchmarking, and investments.

Runtime: 84 minutes
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Why Lorman?

Over 31 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Agenda

Introduction - ERISA - Historical and Current Focus of 401(K) Plans for Retirement

Current Regulatory and Legal Environment

Fiduciary Duties and Responsibilities in a Participant Directed Retirement Plans

Techniques - QDIA, Reenrollment, Auto Enrollment and Auto Escalation to Improve Participant Outcomes

Hiring and Monitoring of 'All' Service Providers

Best Practices Summary

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Why Lorman?

Over 31 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Credits

OnDemand Webinar

This course was last revised on January 31, 2017.

Call 1-866-352-9540 for further credit information.

This program does NOT qualify, nor meet the National Standard for NASBA accreditation.

Audio & Reference Manual

This program does NOT qualify, nor meet the National Standard for NASBA accreditation.

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More Program Information

Why Lorman?

Over 31 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

Faculty

Mario C. Giganti, CPA, CFP®, AIFA®

Mario C. Giganti, CPA, CFP®, AIFA®

Cornerstone Capital Advisors

  • President of Cornerstone Capital Advisors
  • 401(k) Plan Consultant
  • Fi360 adjunct faculty member and industry presenter
  • Wrote numerous articles on practice management and best practices for 401(k) plans
  • Can be contacted at 330-896-6250 or [email protected]
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More Program Information

Why Lorman?

Over 31 years and 1.4 million customers worth of experience providing continuing education. Our passion is providing you world-class training to help you succeed in business and as a professional.

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Product ID: 396769
Published 2017
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